The securities industry is heavily regulated through a complex web of legal requirements designed to ensure fairness and stability in the market. Brokers, investors, accountants and others in the industry must maintain complete compliance with applicable legal standards.
Allegations of securities violations or securities-related fraud can lead to significant criminal penalties and professional backlash. Proactive legal strategies are critical for challenging the allegations and minimizing the fallout.
Experienced Advocacy | A Former Prosecutor With Extensive Federal Experience
At The Reed Law Firm, PLLC, attorney Eric Reed is a leader in developing successful defensive strategies for those facing investigation or formal charges of securities fraud. A former federal prosecutor, he has extensive experience handling complex investigations and prosecutions involving fraud-related offenses.
We appreciate the sensitive, high-stakes nature of securities fraud cases. Our firm values clients' privacy and handles such matters with the utmost of discretion.
Mr. Reed handles all types of securities fraud cases, including:
- False statements or misrepresentations
- Insider trading
- Accounting irregularities
- Third-party misrepresentation
- Stockbroker fraud
- Investment fraud
Fraud allegations that arise during investment ventures or initial public offerings can have far-reaching impacts. Multiple parties who may have been tangentially involved in the venture may be implicated, from the entrepreneur to the accountants, appraisers, experts, attorneys and other professionals. We provide vigorous advocacy for those facing fraud allegations.
Under Investigation By A Securities Regulatory Agency?
Securities fraud cases are not built overnight. They require extensive, in-depth investigation to sort through complex documentation and evidence.
If you or your business is under investigation by the Securities and Exchange Commission (SEC), the Public Company Accounting Oversight Board (PCAOB), the Financial Industry Regulatory Authority (FINRA) or the Texas State Securities Board, it is critical to employ proactive legal strategies for mounting a swift defense. We provide experienced representation for clients under investigation for alleged securities fraud.
Contact Us | Statewide And Nationwide Representation
To learn more, call The Reed Law Firm, PLLC, at 713-600-1800 or contact us online. Based in Houston, lawyer Eric Reed represents clients throughout Texas and nationwide.
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